our processes and due diligence
Due diligence and compliance checks
We carry out rigorous due diligence to ensure we only partner with businesses that meet our high standards. Our team of experts conduct a thorough analysis of a company’s financial performance, management team, growth potential and credit-worthiness.
Our due diligence process is an essential component of our selection criteria for the companies we represent and is designed to provide a thorough evaluation of potential investments.
Financial Health Assessment
Comprehensive review of financial statements and performance
Assessment of cash flow, profitability, and balance sheet strength
Management Evaluation
Background checks on key management personnel
Verification of management’s experience and track record
Regulatory Compliance
Full compliance verification with local and international regulations
Ensuring no ongoing or past legal issues or regulatory sanctions
Risk Analysis
Evaluation of the company’s risk management policies and procedures
Assessment of market position and competitive landscape
Security & Structure
Charges over assets, insurance wraps and debentures
Segregated SPVs in place alongside security trustees
Book a call to find out more about our due diligence & compliance checks
Our compliance process
We pride ourselves on our extensive and transparent processes to ensure the highest standards of investment quality and compliance.
Initial Due Diligence Checks
- Detailed financial analysis and background checks for every company and client
- Verification of regulatory compliance and certifications
Documentation and Agreements
- Collection of all necessary documentation and formalisation of business agreements
- Signing of all required agreements and disclosure documents
Ongoing Monitoring
- Regular investment performance reviews and continuous compliance monitoring
- Periodic reassessments of risk management practices
Rigour
- Transparent reporting on investment performance and market conditions
- Open lines of communication for any queries or concerns
Risk management in the alternatives sector
The alternative investment market can be difficult to navigate due its vast nature and the fact that it spans across multiple jurisdictions and industry sectors.
As part of our work, we educate financial professionals and by providing up-to-date information on all the alternative investments we represent in both private equity and private credit, ensuring investors and finance professionals understand that while the potential for returns is higher, there can also be greater volatility.
This is where due diligence is even more critical to thoroughly vet investments, including detailed assessment of financial health, management, and market conditions both initially and throughout the life of the investment.
Not only do we conduct initial due diligence, we also engage in continuous monitoring of all the opportunities we represent to identify and respond to emerging risks and provide regular updates for investors.