our process
Our due diligence and compliance process
Every company we represent undergoes our due diligence and compliance process – not just at onboarding, but throughout the entire period we are representing them.
When required, we also engage independent external parties to conduct additional checks. This process is designed to give finance professionals confidence in our assessment.
1. Initial assessment
We conduct a preliminary review of the company’s business model, sector, financial position, and management team, including initial AML CFT checks.
2. Client Due Diligence and Risk Assessments
Covering financial performance, management background and track record, governance structure, regulatory standing and risk management practices.*
3. Approval and client onboarding
Once companies have been approved by compliance, and client agreements are executed, documentation including due diligence summaries and company information, is made available to finance professionals before they are formally onboarded.
4. Ongoing company monitoring
We maintain regular contact and continue to monitor companies from a compliance and AML perspective. If circumstances change materially, we reassess the company’s position and communicate any relevant developments to financial professionals.
Book a call to find out more about our due diligence & compliance checks
*This includes full AML CFT checks conducted by independent third parties, as well as a review of financial statements, revenue history, cash flow, balance sheet strength, and debt levels. As part of this process, we confirm the company is compliant with applicable local and international regulations, there are no outstanding legal or regulatory issues, and that all required licences and certifications are current.